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SEBI - Assistant Manager (Legal) Exam 2020 - Syllabus


SYLLABUS FOR SEBI ASSISTANT MANAGER - LEGAL


PRELIMS (Phase I)

2 papers:


Paper I:  (Maximum Marks: 100, Minutes: 60 M, Cut off: 30%)

Multiple choice questions on the subjects viz.

a. General Awareness (including some questions related to financial sector of easy to moderate difficulty level)

b. English;

c. Quantitative Aptitude;

d. Test of Reasoning.

General Awareness

  • National & International current affairs
  • Budget
  • Awards & Honours
  • Important Financial & Economic News
  • Important Days
  • International & National Organizations
  • Sports
  • Books and Authors
  • Science, inventions & discoveries
  • Countries & Capitals etc

English Language

  • Sentence Rearrangement
  • Reading Comprehension
  • Fill in the Blanks
  • Passages
  • Synonyms
  • Idioms & Phrases etc.
  • Error Spoting

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Quantitative Aptitude

  • Inequalities
  • Data interpretations
  • Number Series
  • Approximation and Simplification
  • Data Sufficiency
  • HCF and LCM
  • Profit and Loss
  • SI & CI
  • Problem on Ages
  • Work and Time
  • Speed Distance and Time
  • Probability, Permutation and Combination
  • Mensuration
  • Average, Ratio and Proportion etc.

Reasoning

  • Puzzles
  • Seating arrangements
  • Direction Sense
  • Blood Relations
  • Syllogisms
  • Order and Ranking
  • Coding-Decoding
  • Machine Input-Output
  • Inequalities
  • Alpha-Numeric-Symbol Series
  • Data Sufficiency
  • Number System and Conversions
  • Logical Reasoning etc.



Paper II: Legal (Maximum Marks: 100, Minutes: 40 M, Cut off: 40%)

  • Constitution of India – Preamble, Part I, Part III, Part IV, Part IVA, Part V, Part VI, Part VIII, Part IXA, Part IXB, Part XI.
  • Law of Contracts – Indian Contract Act, 1872 (Chapters I to VI), Specific Relief Act, 1963.
  • Criminal Law – Indian Penal Code, 1860 (Chapters I, II, III, IV, V, VA, VI, IX, XVII); Code of Criminal Procedure, 1973.
  • Law of Evidence – Indian Evidence Act, 1872.
  • Code of Civil Procedure, 1908 – Part I, Part II.
  • Administrative Law and Principles of Natural Justice.
  • Jurisprudence and Interpretation of Statutes
  • Important Latin terms and maxims
  • Law of Torts and Consumer Protection Act, 2019
  • Arbitration and Conciliation Act, 1996 – Part I
  • Transfer of Property Act, 1882 – Chapter III, Chapter IV, Chapter V.
  • Companies Act, 2013 – Chapter I, Chapter II, Chapter III, Chapter IV, Chapter V, Chapter VII, Chapter VIII, Chapter IX, Chapter X, Chapter XI, Chapter XII, Chapter XIII, Chapter XV, Chapter XVI.
  • Securities Laws – SEBI Act, 1992, SC(R) Act, 1956, Depositories Act, 1996.


Aggregate cut off for shortlisting to next phase of exam: 40% along with individual cut offs of respective papers.


Phase I shortlisting will be done for phase II not for calculating merit. So, get cut off for reaching phase II. 


There shall be 1/4th negative marking in both the papers of phase I


Mains (Phase II): (All theory writing)


Paper I: English writing skills syllabus:

The paper on English shall be framed in a manner to assess the writing skills including expression and understanding of the topic including precis writing/ essay writing/ comprehension


Paper II: Legal:

  • Constitution of India – Preamble, Part I, Part III, Part IV, Part IVA, Part V, Part VI, Part VIII, Part IXA, Part IXB, Part XI, Part XII, Part XIII, Part XIV, Part XIVA, Part XX.
  • Law of Contracts – Indian Contract Act, 1872 (Chapters VIII to X), Indian Partnership Act, 1932, Specific Relief Act, 1963.
  • Criminal Law – Indian Penal Code, 1860 (Chapters I, II, III, IV, V, VA, VI, IX, XVII, XXI, XXII, XXIII); Code of Criminal Procedure, 1973.
  • Law of Evidence – Indian Evidence Act, 1872.
  • Code of Civil Procedure, 1908 – Part I, Part II, Part III, Part IV, Part V, Part VII, Schedule I.
  • Administrative Law and Principles of Natural Justice
  • Jurisprudence and Interpretation of Statutes.
  • Important Latin terms and maxims
  • Law of Torts and Consumer Protection Act, 2019
  • Arbitration and Conciliation Act, 1996 – Part I, Part III, Part IV.
  • Transfer of Property Act, 1882 – Chapter III, Chapter IV, Chapter V.
  • Law of Trusts – Parties to a Trust Deed and Duties of Trustees.
  • Corporate Law – Companies Act, 2013 (Chapter I, Chapter II, Chapter III, Chapter IV, Chapter V, Chapter VII, Chapter VIII, Chapter IX, Chapter X, Chapter XI, Chapter XII, Chapter XIII, Chapter XV, Chapter XVI, Chapter XXVII, Chapter XXVIII, Chapter XXIX); Limited Liability Partnership Act, 2008; Insolvency and Bankruptcy Code, 2016 (Part I, Part II)
  • Taxation – General principles, Capital Gains Tax, Securities Transaction Tax.
  • Securities Laws – SEBI Act, 1992, SC(R) Act, 1956, Depositories Act, 1996.




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